Securities

Is a mortgage-backed security something retail investors can buy?
Investors can buy individual mortgage-backed securities through a broker or through broad-based bond mutual funds or exchange-traded funds. Can retail...
Is securities lending safe
Not-So-Risky Business There are two primary risks of securities lending: borrower default risk and cash collateral reinvestment risk. Borrower default...
How to buy mbs
In order to be sold on the markets today, an MBS must be issued by a government-sponsored enterprise (GSE) or a private financial company. The mortgag...
Commercial mortgage-backed securities example
A commercial mortgage-backed security (CMBS) is a type of fixed-income security. It is backed by real estate loans. These loans are for commercial pro...
This act created the securities and exchange commission
What act created the Securities and Exchange Commission?What is the Securities Act of 1933 and 1934?Who created Securities Exchange Act 1934?What did...
Sec document
What are SEC documents?Whats does SEC stand for?What is a SEC registration?Who needs to file with SEC?How can I get SEC documents?What is SEC complia...
Dtc eligible securities list
What securities are DTC eligible?How do I know if a stock is DTC eligible?What are non DTC securities?What are shares held at DTC?Can shares held at ...
Finra otc data
What IS FINRA OTC?Is OTC regulated by finra?What is OTC reporting?Is OTC regulated by SEC?Do OTC stocks report to SEC?Who regulates OTC drugs?Where c...
Securities meaning
What are examples of securities?What is meant by securities in finance?What is meant by securities in simple words?What are the types of securities?W...